Posts Tagged ‘Erwartung’

Mahler, Symphony No. 9, first movement

Wednesday, November 17th, 2010

Of the nine Mahler symphonies, the Ninth is probably the one I come to with the least familiarity.  I’ve never seen it in concert, and I’ve never had reason before to really listen to it.  It is, I’m finding, a very different animal than what comes before, although in many ways, it is a culmination of some trends that really began with the Seventh symphony.

Like the Seventh, there is significantly less clarity of formal structure as motive becomes more and more important.  I’m reminded of Schoenberg’s assertion that motive is what composition really is about—creating a motive and then following its logical developments until a composition is worked out.  Only a few years after Mahler’s Ninth, we begin to encounter works like Schoenberg’s Pierrot, in which motive becomes the music, comprising melody, harmony and rhythm, or Erwartung, which takes a very different motivic approach, giving only exposition, never repetition over the course of a one-act opera.  Only fifteen years after Mahler’s death, Schoenberg devised dodecaphony, which was yet another effort to allow motive to determine all aspects of musical content.

There is, then, a tautness to Mahler’s Ninth that was missing from the Eighth.  The Eighth was motivically conceived, of course, but also had such a sprawling nature, such a blend of instruments, voices and text that it was probably impossible for Mahler to focus on the motivic aspects of the composition.  A text that expresses what the last scene of Faust tries to express cannot be contained in just a few motivic ideas, as Mahler correctly divined.  Both are great works, and thrilling in their way, but I remain skeptical as to whether the Eighth is really a Symphony in more than name.

If I might dwell, then, before entering into specifics, upon what actually makes a symphony.  Chuck Berry sang:

I got no kicks against modern jazz, /Unless they try to play it too darn fast, /And change the rhythm of the melody, /Until it sounds just like a symphony.

 Of course, Berry didn’t mean an actual symphony, but rather the technically driven, studied approach that jazz was coming to acquire in his era—the era of Miles Davis and other practitioners of “Cool Jazz”—in juxtaposition to the raw, often deliberately unschooled approach to rock’n’roll of his day.  But what does it mean to sound “just like a symphony?” 

When I first encountered Robert Schumann’s Overture, Scherzo and Finale, I found myself wondering why he didn’t just write a slow movement and have a “complete” symphony, since I was by that time aware that a symphony had four movements in a certain order.  But then composers such as Schumann, Sibelius and Barber also felt able to compose single-movement symphonies, and history turns out to be replete with examples of symphonies that lack a fourth movement or have “extra” movements.  In the end, what is the symphonic concept?  What makes a composition for orchestra (or for band, as the ever-insistent voice of Rodney Winther reminds me) into a symphony?   Some aspects I think are important:

  • Instrumental.  This is probably a basic requirement, and it doesn’t omit all non-symphonies, although it does omit, or threaten to omit, many pieces with the title “Symphony.”  Is Beethoven’s Ninth, with its choral finale a symphony by this definition?  There is great music in its first three movements, but these act as prelude, really, to the cantata that is the last movement.  I’m not certain that a piece with voices can truly be a symphony, but I know that they aren’t required.  In fact, they sometimes undermine the symphonic ideal, at least to my thinking.  The fact remains that as much as we are musical beings, we are also verbal beings, and the marriage of text to music is always an uneven match.  Text, if we understand the language, wears the pants, so to speak, and will almost always compete successfully for the attention of most listeners.  Even the most vapid lyrics seem to win this contest.  Thus, to me, the symphonic concept is inherently instrumental.
  • Relative equality of parts.  As a trombonist, I have rested through much more symphonic music than I have played, of course, but Brahms’ First would not be complete without the trombone chorale in the fourth movement.  In that sense, the trombones are equal in importance to the other instruments, and no part can be disposed with.  That chorale could have been played by horns or bassoons, but not without a change in color and thus in character.  The appearance of a color that has been held in reserve through the first three movements is a profound and noble moment, and as the saying goes, there are no small parts, only small actors.  However, in a concerto, one part is inherently more important than all the others, and in works titled Concerto for Orchestra, or similar names, it is again the virtuosity of the players that is on display rather than the composer’s ability to make a profound statement.  Bartok’s Concerto for Orchestra is not a symphony because, although I think there are messages about life in it, it is mostly about the ability of players to perform music written idiomatically for their instruments.
  • Plumbing the depths.  As Libby Larsen said, composition is about telling someone else through music what it is like to be alive.  Just as large-scale formats in other arts—mural, novel, film—put on display the understanding of the auteur of the human condition, the symphony tells us about human experience from the point of view of the composer, and, in the best moments, from the point of view of the musicians who perform the piece.  Is this present in the earliest pieces called “symphony?”  Perhaps, but it is difficult to know at 200 years’ remove.  Certainly in Mozart’s later symphonies and Haydn’s later symphonies, we get a glimpse of this, and of course it is Beethoven who forced composers to rethink the symphonic concept.  The Soviet Nicholas Miaskovsky composed over a thousand numbered symphonies—he was less writing about his life than writing for it, though, and one must wonder whether such pieces should be considered “symphonic” in their conception.  Again, it is not a difficult thing to write four movements in a symphonic pattern, particularly in a Common Practice style, but to pour one’s heart and soul and communicate to all who can play or listen on a meaningful level is a much greater challenge.  We mustn’t discount happiness and cheerfulness, though.  While there is pain and struggle and anguish in the world, a great symphony can also be filled with light—Sibelius’ Fifth, perhaps, or Dvorak’s Eighth, or much of Mendelssohn.  If one actually is happy, and filled with joy, it is probably one’s artistic duty to compose music that recognizes the value of this, an idea almost forgotten in our world of desires and causes and political statements.
  • Internal unity.  Simply writing four pieces on a related concept or program does not a symphony make.  No one would confuse Holst’s Suites for Military Band for symphonies despite their musical worthiness.  In the Symphonie Fantastique, Berlioz wisely fuses the five movements through internal self-reference—the idée fixe.   With no knowledge of the program, these five pieces would seem to hang together, as do the movements in Mahler’s symphonies, because in the best symphonic writing, the number of movements is, in the end, less crucial than the way those movements are connected.  Schumann recognized this and did not try to claim the Overture, Scherzo and Finale as a symphony.  The movements of a symphony must follow one another without apology and without explanation.  They must be inevitable.  They must be as different speakers making the same point, “good-cop, bad-cop,” as it were.  Composers use harmony, melody, motive, scoring—all the tools at their disposal—to achieve this.  The sonic world of Brahms’ Second Symphony cannot be confused with that of the Third, and Mahler’s world in the Seventh Symphony is a distinctly different one from the Ninth.
  • Commitment to purpose and purposeful excellence.  A true symphony is a serious, heartfelt gesture intended to be the best work of a mature composer, written without constraints of mediocre performers and looking to the future.  It is likely to be experimental in some regard, although the experimentation is less likely to be in the realm of compositional or instrumental technique than in the realm of expressive capacity.  Just as a good pianist will test and probe the potential of an unfamiliar instrument, a true symphonic composer attempts to determine just how her ideas about existence can best be communicated through sound.  A symphony is not a one-off, but rather the core of an artist’s musical expression.  Yes, at the age of 34, I have still not written a symphony, for many reasons, but I feel that I must first master certain aspects of compositional technique, some of which are approached through this study.  A symphony should lie at the core of my oeuvre in retrospect, and given my social milieu, the opportunities that have and may come my way and my personal style, I may not be a symphonist, or there may be in the end only one symphony in me—perhaps a better situation, as how can one write such a summative piece twice?!

And now, 1500 words into this post, I have not even made a single specific reference to the piece at hand—if this were an assignment in one of my classes, I would fail myself!  But the assignment I’ve given myself is to figure out how to grow as a composer:   I hope to one day be a symphonist, or at least write large-scale music, which I have determined are not necessarily the same thing.  I am learning what I need to learn from Mahler, and my listening and score-study project is yielding fruit, if in unexpected ways.  My score is filled with notes on Mahler’s work, and I refer myself to it for future reference, but why shouldn’t this summative work, written by a man at the peak of his personal powers of musical technique and expression, elicit from me a summative sort of response, albeit slightly early?  If you’re dying for specifics, check out the strange interlude of regular formal rhythm—four-bar phrases—that begin in m. 148 and precede and follow an otherwise nearly complete lack of regularity in this regard.  Also, Mahler’s layering approach to this movement reminds me of some of Sibelius’ music—I don’t know whether there was cross-fertilization there.

Onward!  Keep fighting mediocrity!

Mahler–Symphony No. 3, 1st mvt.

Sunday, December 6th, 2009

I’m finding myself behind schedule on this piece, but it’s also the end of the semester, so hopefully I will be able to catch up on this piece.

This movement comprises Part I, and roughly half of the total piece.  Lutoslawski commented that there was a tendency of Romantic symphonists to overwhelm the listener with multiple significant statements–a justification for his own later symphonies, perhaps, which are signle movement works.  As in the first movements of his previous two symphonies, Mahler presents us with a “big idea” that could almost stand on its own.  And yet, unlike in previous outings, the overall tonality of the movement is incomplete.  It is literally impossible for this movement to be taken as a complete piece in the harmonic language of the late 19th century, and strange indeed for a piece to end other than where it began.  Despite its weight, despite its musical significance, this movement is incomplete on its own.

Where Mahler’s first two symphonies begin by developing motives, the Third begins with a theme–a wonderfully memorable one scored for eight horns.  What is interesting about this opening is that the theme is stated and then left completely until a later portion of the piece.  The theme is followed by relatively unrelated material that unfolds slowly over the next 200 bars.  This very clear initial statement followed by a “putting together” of new material is somewhat unique.

This part of the movement is very static from a harmonic sense–the music is centered on D minor and A minor chords, and much of the music is about gettingb to A–from a half-step above and a half-step below.  Perhaps for Mahler’s narrative tonal design, it is necessary to firmly establish the home key to make clear that the ending is not in the home key.  The sheer length of the movement may be a reason for this.

Measure 99 has a temporary change to Bb minor–a mere half-step from A minor.  If A minor is expected, we are denied this, as within a few measures we return to D-minor.  Measure 132 introduces new material which will later be expanded.  Mahler’s use of the chromatic mediant relation is striking and clearly divides this music from the rest of the piece.

D-minor returns in m. 164 with what I, as a trombone player, of necessity considered to be the most significant portion of the piece.  The only earlier trombone solo I am aware of that is this expansive and which is more important is the middle movement (“Funeral Oration”) of Berlioz’ Symphonie funebre et triomphale.  The trombone writing also bears a certain resemblance to Rimsky-Korsakov’s Russian Easter Overture.  However, this project has given me a new perspective–most of the material of the solo has been introduced previously in the horns. 

Finally, more than 200 measures into the piece, Mahler begins to head toward a new key area–m. 225 has the return of the chromatic mediant material, leading us to a presentation of thematic material in Db major.  Another ten measures sees the music in C major with the first appearance with music in the strings that continuously is  transitional music–mm. 239-273. 

Measure 273 also finally has the return of the opening theme–transformed into a major mode (F major).  The composer and conductor in me has to snicker at the notation Mahler gives to the first violins in m. 276, which has three anacrusis eighth notes.  Mahler feels the need to write “Keine Triole,” “no triplets.”  In conducting rehearsals, I have often had to clarify what should be obvious from the notation–if three eighth notes are preceded by an eighth note in common time, they are almost certainly not triplets.  But who did Mahler imagine was going to play his music?

Measure 302ff has an interesting orchestral effect–trumpets echoed by woodwinds.

Measure 330 has a change to D major, but the harmony is a long pedal point on A until 351.  A return of the march theme, and then a climactic passage that ends in measure 369 with another key signature change (although the key is G major (or G minor) despite the indication of one flat).  The brightness of the march leads us to a darker place–leading back to the more sublime, more subtle music that appeared just after the opening.

The solo trombone reappears in measure 423, this time in F major instead of D minor.  I always used to practice this solo more delicately than the first, with more lyrical qualities.  It is as though it lies between the frenetic celebration of the martial music and the dark brooding of much of the other material.

There is a fantastic transformation of the initial theme in solo clarinet and bassoon in mm. 478–barely recognizable yet completely familiar; such is the power of developmental technique.  The chromatic mediant material returns in m. 482–this time sequenced so that the resulting key is Gb major for a wodnerful duet between horn and violin–what composer would have considered such a thing?

Measrue 514, still in Gb major has a restatement of the march theme over a subtle scrim effect in violins and harp more French than German.  This leads to material in Bb minor. 

Measure 530 sees the transitional material from earlier in the strings now become developmental in nature.  Mahler builds to a return of the march theme, but with additional counterpoint.  The march transforms from the glorious music of earlier to some sort of nightmare version, swinging through Eb minor and C major to land on Db major.  The march fades into the distance, and the percussion battery retransitions to the opening material at m. 643.

I’ve been teaching Forms and Analysis this semester, and one thing I’ve emphasized to my students is that a restatement of earlier material is rarely verbatim, and is usually truncated in some way.  The same is true here.  While Mahler opens with the same music, he cuts about 100 bars to bring back the solo trombone at measure 681.

This third solo is a combination of material from the first and second solos.  Measure 708 is indicative of Mahler’s frequent decision to score the low register thickly.  This is something I avoid in my own writing–I’ve read the orchestration texts too closely, perhaps, because Mahler’s scoring is very effective.  I resolve to attempt something like this in my next large-ensemble piece.

The solo section ends with a direct modulation to C minor, with material related to the earlier transitional passage.  The march music returns in F major and a repeat and elaboration of earlier material.  A succession of 6-3 chords, first in D-flat major, then in G-flat major, pulls back to F major in measure 867–the transitional material now becomes the coda.

Any piece of this size–nearly 40 minutes and 900 measures of music–has to have an internal structure that is coherent but not repetitive.  Mahler’s approach is to continuously develop a few basic themes and pieces of material.  This is not, of course, unique to Mahler–only a few composers have eschewed repetition to the extent that Schoenberg did in Erwartung.   There is a balance between harmonic stasis and harmonic progression, and of course the large orchestra provides a highly varied timbral pallette.

As a composer, I must now ask myself whether I am capable of the same sustained kind of writing, abandoning, as I usually do, Mahler’s use of a basically functionally tonal idiom.  The truth is that I don’t know–studying Mahler is a way to at least see how it can be done, but my longest single movement is about twelve minutes.  This is the challenge that lies before me.

Mahler, Symphony No. 2, First Movement

Monday, September 14th, 2009

To the next piece, then.

In some ways, the Second feels much more like Mahler than the First–a focus more on motive than on theme, on counterpoint over homophony.  As well as Mahler seems to have opened up a world in the “Titan,” in “Resurrection,” we begin in that world, as though we have lived there all along.  Where the First grew slowly out of stillness, the Second begins on the dominant pitch as well, but begins with an agitated, urgent feeling–brought on by tremolo in the strings instead of harmonics.  Instead of the gently half-floating, half-falling fourths-based line in long notes, we here get an ascending, scale based line in short note values that propels us forward into the first movement.  We are in the thick of the piece before we realize it. 

This outburst in the low strings has something in common with much of the material of the movement–it acts like many a Bach fugal subject in that it outlines an octave which will later be filled by the voice in which it appears.   Again, as in Bach, the motive undergoes a type of fortspinnung, or spinning-out.  In general, a very different treatment than much of the material in the First symphony.

Beginning in bar 18, the woodwinds enter with another octave-filling melody, this also exposing the half-plus-dotted-quarter-plus-eighth rhythm that dominates much of the melodic material of the movement. 

At the first climax of the movement, bar 38-41, we see the third crucial motive of this movement, a contrapuntal device, if such can be a motive.  Two scales are placed in contrary motion.  To any student of tonal theory or 16th-century counterpoint, this compositional device may seem completely obvious–or simply correct writing–but compared to the language of the First Symphony, Mahler’s emphasis on scalar contrary motion is a defining characteristic.  The extensive use of pedal point in the earlier work is replaced here generally by a greater contrapuntal awareness and specifically by this device.

Rehearsal 3 has the music in B major, by direct modulation, with yet another octave-filling melody.  I have been pressuring myself to be more sparing–nay, frugal–with motivic and thematic material, where Mahler seems profligate in his introduction of new themes.  However, they are often at least partly related to each other, and, additionally, to craft a movement lasting nearly half an hour (in my Bernstein-NY Phil recording), much raw material is required. 

With the material exposed, at rehearsal 4, we have a return to the opening of the piece, but, curiously, without the very first C-B-C-D-Eb.  Rather, we hear the second “lick,” following which Mahler gets more quickly to business.  The end of a group of themes, then, now followed by a transition?  Or the repeat of an “exposition?”  A major question, since I am teaching Forms and Analysis this semester, is how well, if at all, Mahler conforms to the classical forms, sonata-allegro, in particular.  I have long felt that sonata-allegro form is but one way to achieve  the exposition-development-recapitulation plan of a musical composition; for the untrained listener, the satisfaction lies less in the return of the tonic than in the restatement of the beginning in some way; a melodic affirmation that the piece has come full circle.

At m. 97, the basses give an ostinato motive that bears striking resemblance to a similar moment in the First (the first movement).  While that melody had a rising contour, this one falls.  Mahler characterized this movement as being a funeral march for the hero of the “Titan,” and here is a very specific link between the two. 

A few measures earlier is the motive of the scales by contrary motion, appearing here in a transitional passage, but more often used in the run-up to a climactic moment.  The hero descends to the grave, and ascends to heaven simultaneously.  As Oscar Hammerstein wrote, “passions that thrill…are the passions that kill.”  Schopenauer, Wagner, Mahler, and fifty years later, Broadway.

Rehearsal 8, measure 129, gives a subsidiary motive, again filling an octave, but, rarely for this piece, from the top down instead of from the bottom up.   It feels a borrowing from Wagner’s Ring.  It creates a particularly Wagnerian moment later in the piece (before rehearsal 23, in a “recapitultion” or coda–I’m not sure which). 

The first (and only) time I heard this piece in concert, I was startled by Mahler’s use of doubled English horn and bass clarinet (m. 151ff), and have since stolen that scoring in my own piece for orchestra, Five Rhythmic Etudes.  What I did not remember is the return of the same material for trumpet and trombone, (mm. 262ff).  Again, one is struck by repetition.  A few years later, Schoenberg would attempt to banish repetition from his work, and we have been living to an extent under this stricture ever since (his one-act opera Erwartung contains almost no motivic repetition in more than forty-five minutes of music).  Is a large-scale work such as this dependent on repetition to be successful?  It is everywhere–on the beat level, the measure level, the phrase level and the sectional level, both exact and varied.

On a related matter, I’m fascinated by Mahler’s “preview technique.”  In the First Symphony, a large swath of the first movement reappears in the finale.  I’m fairly sure that the first movement is not previewing the last movement.  But in m. 270 of the present movement, the horns give a chorale melody that reappears nearly half an hour later in the finale.  It leads here to one of the very characteristic (in both rhythm and melody) themes of the first movement, where in the finale, it leads to the key melody of that movement.  This is not simply a compositional technique–mark that there is none of the craft here of a Bach contrapunctus–but rather a psychological device and a feeling of having been given a taste of things to come, a look into the ultimate direction of the piece, and since the subject of the first movement is death, and the subject of the last is, unabashedly, resurrection, we are here meant to understand that even in death there is life.

Measure 329 sees a final eruption of the opening material–more fully-scored, more determined than ever.  This leads to what feels like a recapitulation, and the major-key theme–first heard at rehearsal 3 in E major, now in A major (the key relation hearkens to sonata-allegro)–almost evaporates into the end of the movement.   Beginning in measure 384, Mahler introduces a shifting major-minor feeling that brings to mind the key motive of the Sixth Symphony–the instrumental piece most associated with death in Mahler’s catalog.  The piece could have ended with a whimper on a major note, but this rocking back and forth allows the funeral march to fade into the distance.  Are we left standing at the hero’s grave?  The music unravels amid reminders of the material it was made of, last tastes of the world we knew.